Arbitration and National Courts: Conflict and Cooperation
Houston,
May 13-14, 2010 - Four Seasons Hotel
Hosted by The Permanent Court of Arbitration
The Houston International Arbitration Club, Inc.
The University of Texas School of Law's Center for Global Energy, International Arbitration and Environmental Law and Continuing Legal Education (UTCLE)
This program blends cutting-edge analysis, including comprehensive and detailed papers, with practical perspectives from practitioners and general counsel from major energy companies on the role of arbitrators and the courts.
The 2010 program features an internationally-renowned faculty including keynote speakers Lord Leonard H. Hoffmann of Chadwick, Retired Law Lord, Brick Court Chambers, London, U.K, and Mariano Gomezperalta Casali, General Counsel for Trade Negotiations, Ministry of the Economy, Mexico City, Mexico.
Select papers and conference proceedings will be published in The American Review of International Arbitration, a quarterly law review by the Parker School of Foreign and Comparative Law at Columbia University.
THURSDAY
MORNING Presiding Officer(s)
Jason E. Doughty,
ConocoPhillips -
New York, NY
8:00 am
Registration Opens
Includes continental breakfast.
9:05 am
Welcoming Remarks
9:15 am
An Introduction to Arbitral Jurisdiction: Who Decides?.75 hr
"Everything interesting happens at the borders between domains of power." What are the relative responsibilities of courts and arbitrators in setting the process in motion, and in allocating arbitral jurisdiction? How should power be allocated among different legal systems—for example, between the state where an arbitration has its "seat," and other jurisdictions where an award may be brought for purposes of enforcement? How should we resolve the tension between the parties' choice of a place for the arbitration, and the possible concerns of other states for the interests of their own nationals? These questions are critical to the international arbitration system, and provide an introduction to many of the themes to be touched on throughout the symposium.
W. Michael Reisman
Yale Law School - New Haven, CT
Commentator: Alan S. Rau
The University of Texas School of Law - Austin, TX
10:00 am
Break
10:15 am
Injunctions in Favor of and Against Arbitration 1.75 hr
The traditional function of courts in assisting local arbitrations, by enjoining parallel litigation elsewhere, has increasingly, in recent years, been accompanied by the reverse phenomenon: where courts seek to intervene on behalf of a local party who claims that he never agreed, or was not really a party to, any binding obligation to arbitrate at all. Both forms of injunctive relief have been particularly controversial within the EU—where they seem to collide with Community Law, and developments are ongoing—but the matter will assume increasing importance in other states as well.
Moderator: James L. Loftis
Vinson & Elkins RLLP - London United Kingdom
Panelist: Brooks Daly
Permanent Court of Arbitration - The Hague Netherlands
Panelist: Hon. Dominique T. Hascher
Cour d'Appel, France - Paris France
Panelist: Loukas Mistelis
Centre for Commercial Law Studies, Queen Mary, University of London - London United Kingdom
12:00 pm
Enabling the Proceeding?: Court-Assisted Evidence Gathering .25 hr
What role do (and should) courts play in the gathering of evidence for arbitration cases? Parties in arbitration increasingly cite 28 U.S.C. Section 1782 to seek court-ordered document production and depositions in support of international arbitration cases. A discussion of this trend and the role of arbitrators in the process.
Kevin M. O'Gorman
Fulbright & Jaworski L.L.P. - Houston, TX
12:15 pm
Arbitral Subpoenas .25 hr
An update on the authority of arbitrators to subpoena witnesses and a discussion of the timing, scope, and judicial enforcement of arbitral subpoenas in the United States, including subpoenas directed to third parties for pre-hearing testimony or document production.
Ben H. Sheppard, Jr.
University of Houston Law Center - Houston, TX
KEYNOTE LUNCHEON PRESENTATION FEATURING LORD HOFFMAN
12:30 pm
Break for Lunch
Included in conference registration.
1:00 pm
Arbitrators and the Courts .75 hr
How do arbitrators and the courts act so as to minimize mutual rubbing/conflict between the dual jurisdictions? What are the differences in decision-making techniques? In opinion-writing techniques? In their respective attitudes towards the formal/official body of "law" promulgated by public authorities? What about conflicts between national judiciaries? Who has primary responsibility for supervising/monitoring the arbitral process? Where does England go after West Tankers?
Leonard H. Hoffmann
Brick Court Chambers - London United Kingdom
2:00 pm
Break
Enforcing and Reviewing Awards
2:15 pm
The Second Look Doctrine: Twenty-Five plus Years after Mitsubishi1.50 hr
Having permitted the arbitration to go forward, what opportunity do the national courts have at the award-enforcement stage to ensure that important public policies (i.e., antitrust, competition, securities) have been properly addressed? The panel addresses the Second Look Doctrine described in Mitsubishi, its evolvement in the following years, and the similar doctrine in European countries.
Moderator: Michael S. Goldberg
Baker Botts, LLP - Houston, TX
Panelist: David D. Caron
University of California, Berkeley - Boalt Hall School of Law - Berkeley, CA
Panelist: Pierre Mayer
Dechert LLP - Paris France
3:45 pm
Break
4:00 pm
Argentine Impasse: Enforcing Awards against State Parties 1.50 hr
Implications for the future of investor/state arbitration if awards are not promptly paid by the state party: an examination of state immunity and pre-award sheltering of assets and the long term implications. This panel addresses state immunity laws in U.S. and European jurisdictions, as well as applicable conventions; suggests possible solutions to maximize an investor's ability to collect a damages award; explores the implications for the future of investor/state arbitrations when damages awards are a fraction of the amount claimed; and reviews the arguably conflicting policy considerations underpinnning state immunity and the substantive and procedural rights granted to investors by investment treaties, with enforcement of awards against Argentina and Russia as examples of that clash.
Moderator: Tomasz J. Sikora
El Paso Corporation - Houston, TX
Panelist: Andrea K. Bjorklund
UC Davis School of Law - Davis, CA
Panelist: Toni D. Hennike
Exxon Mobil Corporation - Houston, TX
Panelist: John M. Minor
Alliant Emerging Markets - Chicago, IL
Conference Room Opens
Includes continental breakfast.
9:15 am
Arbitrators and the Role of Law 1.75 hr
An examination of the different perspectives from which arbitrators and national courts approach legal issues, including the same legal issue that may be presented at different times to an arbitral tribunal and a national court over the life of the dispute.
Moderator: C. Mark Baker
Fulbright & Jaworski L.L.P. - Houston, TX
Panelist: John Bowman
King & Spalding LLP - Houston, TX
Panelist: W. Laurence Craig
Orrick - Paris France
Panelist: Anthony Evans
Dubai International Financial Centre Courts, and Arbitrator - London United Kingdom
11:00 am
Break
11:20 am
Escaping National Court Review: ICSID Annulment 1.00 hr
This panel highlights issues that have arisen in the context of two different scenarios for challenging international arbitration awards. The first scenario concerns the challenge before national courts (at the seat, or legal place, of arbitration) of arbitration awards that decide claims under treaties for the protection of investments. The second scenario concerns applications for the annulment of awards under the provisions of the ICSID Convention (decided by an ad hoc Committee appointed in accordance with the Convention).
R. Doak Bishop
King & Spalding LLP - Houston, TX
Alejandro A. Escobar
Baker Botts (UK) LLP - London United Kingdom
FRIDAY
AFTERNOON Presiding Officer(s)
Alan R. Crain,
Baker Hughes Incorporated -
Houston, TX
KEYNOTE LUNCHEON
12:20 pm
Lunch
Included in conference registration.
12:50 pm
Representation of State Parties in Investment Arbitration .67 hr
Investor-state arbitration rules under most modern Bilateral Investment Treaties and Investment Chapters in Free Trade Agreements provide investors with a right to bring an international claim against the state which allegedly breached an investment obligation under the treaty without having to convince its own state to make a claim on its behalf. Governments have used this private right of action as an important element of their foreign investment promotion strategies. Such right, however, has also carried significant financial and even political risks to sovereigns as investor-state arbitration rules not only provide private parties with a right of direct access to international arbitration but also empower arbitral tribunals to award monetary damages in favor of such parties (who are typically one-time users of the arbitration system). The foregoing elements have given rise to an interesting interaction among states (which, as “repeated players”, seek to mitigate the risks of arbitration) as well as highly divergent positions between sovereigns and investors when they appear before arbitral tribunals.
Mariano Gomezperalta Casali
Robert Wray PLLC - Mexico City, Distrito Federal Mexico
1:30 pm
Break
1:40 pm
General Counsels' Forum 1.33 hr
Our distinguished panel of corporate counsel will provide the client perspective on critical issues that impact the fundamental decision regarding whether to arbitrate or not and the potential viability of international arbitration in the future. Arbitration is a creature of contract, and our panel provides insight into how companies determine whether arbitration will be selected as the dispute resolution mechanism and the critical questions that are faced by these users of international arbitration.
Moderator: Alan R. Crain
Baker Hughes Incorporated - Houston, TX
Panelist: Robert W. Baker
El Paso Corporation - Houston, TX
Panelist: Jason E. Doughty
ConocoPhillips - New York, NY
Panelist: David A. Isenegger
Shell U.K. Limited - Aberdeen United Kingdom
Texas MCLE: Course #901191342 11.50 hrs, includes 0.00 hrs ethics
Credit is submitted to the State Bar of Texas within seven business days following the conference. To claim immediate credit, self-report via the SBOT web site at http://www.texasbarcle.com/CLE/home.asp
California MCLE: Provider #1944 11.50 hrs, includes 0.00 hrs ethics
This course is approved for California MCLE credit. A Certificate of Completion and related course reporting documentation for CA MCLE credit will be available at the conference.
See CA Report Compliance for more information.
Other Jurisdictions: LA, NM, OK, NV, etc.
Many jurisdictions accept courses offered by the University of Texas School of Law, and approved by the State Bar of Texas, for CLE credit. Please check with your state bar association. A Certificate of Completion, and related course reporting documentation for MCLE credit will be available at the conference.
Baker Botts L.L.P. is an international law firm with a global network of 13 offices. Baker Botts is legal and business counsel to many of the world's leading companies. Our multi-national, multi-lingual international dispute resolution team is from North and South America, Europe, Asia and the Middle East, and trained in the civil law and common law. We help clients navigate international disputes, regardless of the forum — arbitration, litigation, negotiation or government investigation. Learn more at
www.bakerbotts.com
ExxonMobil is the world's largest publicly traded international oil and gas company, with an industry-leading inventory of global oil and gas resources. ExxonMobil is the world's largest refiner and marketer of petroleum products, and their chemical company ranks among the world's largest. But ExxonMobil is also a technology company, applying science and innovation to find better, safer, and cleaner ways to deliver the energy the world needs. www.exxonmobil.com
The Fulbright Arbitration and ADR group is widely recognized as one of the world's leading international arbitration practices. With strategic locations in the United States, Europe, Asia and the Middle East, Fulbright is positioned to handle international arbitration disputes wherever they may arise. A record of obtaining successful outcomes in major arbitrations involving a variety of governing laws, jurisdictions and arbitral rules has lead Fulbright to be selected as a leading law firm in the field of international arbitration by the 2008 Chambers Global Guide and one of the top ten arbitration firms worldwide based on total number of arbitrations by the 2007 ALM Focus Europe. Fulbright was the recipient of LatinLawyer Magazine's Deal of the Year: Disputes Category for 2007. The firm's multi-national team of arbitration lawyers is fluent in more than a dozen languages and is experienced in appearing as advocates before arbitrators from a wide range of cultural backgrounds under the rules of all of the major international arbitration institutions. Clients around the world have called on us for some of the most politically charged and high-stakes disputes of recent years, in the public and private sectors. www.fulbright.com
King & Spalding has provided the highest quality legal services to its clients for over a century. Since its establishment in 1885, the firm has had a tradition of attracting and developing many of this country's finest lawyers. King & Spalding LLP currently represents more than 250 public companies, including over half of the Fortune 100 companies. www.kslaw.com
KPMG International is a global network of professional firms providing Audit, Tax, and Advisory services. KPMG operates in 145 countries and has more than 133,000 professionals, including more than 7,100 partners, working in member firms around the world. Its member firms aim to provide clients with a globally consistent set of multidisciplinary services based on deep industry knowledge. In the United States, KPMG LLP traces its origins back to 1897 and provides Audit, Advisory, and Tax services through more than 1,700 partners and 22,000 other client service professionals in 88 offices. www.kpmg.com
Mayer Brown is a leading global law firm with 21 offices in key business centers across the Americas, Asia and Europe. The firm's Asia presence is enhanced by its combination with JSM (formerly known as Johnson Stokes & Master), a leading Asia law firm. Mayer Brown delivers timely, innovative and practical solutions to transactional, dispute resolution and regulatory challenges. The firm's International Arbitration practice represents corporate and governmental entities before the world's leading arbitration institutions and advises clients on how to reduce risk when entering into cross-border transactions and investments. The practice is known for its intellectual depth and industry insight, applied to the unique needs of each client. www.mayerbrown.com
The StoneTurn Group is a multinational partnership of experienced and credentialed accounting, economics, valuation and technology consultants and expert witnesses supporting business clients and their legal advisors. Our spectrum of services includes, among other things: serving as accounting, economics, damages and valuation experts in litigations and arbitrations; conducting accounting, fraud and other financial investigations as a result of regulatory, internal, creditor and owner inquiries; acquiring, recovering and preserving electronic data; and assisting in the valuation, licensing, and enforcement of intellectual property rights. StoneTurn has resident professionals in Austin, Boston, Chicago, Houston, London and San Francisco. www.stoneturn.comm
Vinson & Elkins LLP is an international law firm with a network of 14 offices in financial centers, energy hubs, and political capitals around the globe. Founded in Houston, V&E is well known for the strength and vibrancy of its energy practice. Additionally, the firm is a recognized leader in cross-border transactions, infrastructure development, international dispute resolution, mergers and acquisitions, private equity, project finance, and regulatory matters. www.velaw.com
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Kluwer Law International, now part of Wolters Kluwer Law & Business, continues to provide the global legal community with reliable international law information in English. www.kluwerlaw.com