2019 STUDIO WEBCAST Conducting a Risk Assessment

Overview

11:30 a.m. to 1:00 p.m. (1.50 hr)
Following the DOJ’s 2019 guidance on the evaluation of corporate compliance programs, what's changed? How do you ensure your process is effective? Join Ryan D. McConnell, along with Meagan Baker, Brent McDaniel, and Krissy Turner, as they take a deeper-dive look at the key steps and best practices for an effective risk assessment process.

If you cannot watch the entire webcast at its scheduled time, register now and view the recording and eCourse when it is available in “Your Briefcase” after the webcast. Earn CLE credit (in TX and CA) on your time!

ALSO AVAILABLE - Revisit the Essentials!
Corporate Compliance Essentials: The Complete Series (7.25 hrs)
This six-part online eCourse, also moderated by Ryan D. McConnell, walks through the legal and regulatory framework, core principles, and key components of a successful compliance program. Take the "complete series" or select the specific parts and individual eCourses you need most:

Corporate Compliance Essentials, Part 1 - Compliance Framework (1.50 hr)
Corporate Compliance Essentials, Part 2 - Risk Assessments (1.50 hr)
Corporate Compliance Essentials, Part 3 - Policies and Procedures (1.00 hr)
Corporate Compliance Essentials, Part 4 - Training and Awareness (.75 hr)
Corporate Compliance Essentials, Part 5 - Internal Investigations (1.50 hr)
Corporate Compliance Essentials, Part 6 - Monitoring and Audit (1.00 hr)

Event Schedule

Program is subject to change.
All times are Central Time Zone.

Time

Credit

Subject

Speaker
Friday Morning, July 12, 2019
11:30 am

1.50 hrs

Conducting a Risk Assessment

Following the DOJ’s 2019 guidance on the evaluation of corporate compliance programs, what's changed? How do you ensure your process is effective? And what are the key steps and best practices for an effective risk assessment process?

Moderator:
Ryan D. McConnell, R. McConnell Group PLLC - Houston, TX
Panelists:
Meagan Baker, R. McConnell Group PLLC - Houston, TX
Brent McDaniel, KPMG LLP - Dallas, TX
Krissy Turner, Xandr, an AT&T company - New York, NY

Moderator:
Ryan D. McConnell, R. McConnell Group PLLC - Houston, TX
Panelists:
Meagan Baker, R. McConnell Group PLLC - Houston, TX
Brent McDaniel, KPMG LLP - Dallas, TX
Krissy Turner, Xandr, an AT&T company - New York, NY
1:00 pm

Presentation Concludes

Download Schedule

Conference Faculty

Meagan Baker

R. McConnell Group PLLC
Houston, TX

Ryan D. McConnell

R. McConnell Group PLLC
Houston, TX

Brent McDaniel

KPMG LLP
Dallas, TX

Krissy Turner

Xandr, an AT&T company
New York, NY

Credit Info

STUDIO WEBCAST

MCLE Credit

Texas – 1.50 hrs

You may claim your credit online in Your Briefcase, and UT Law CLE will report credit on your behalf to the State Bar of Texas. A Certificate of Completion will be emailed to you upon claiming credit. The system reports Texas CLE credit every Tuesday. If you are claiming credit in the last week of your birth month, self-report your CLE credit directly to the State Bar of Texas at texasbar.com, using the course number provided on your certificate of attendance.

California – 1.50 hrs

To claim California MCLE credit, California credit option must be selected PRIOR to viewing the live webcast. This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. Verification pop-ups will NOT display when the webcast video player is in "full screen" mode. Furthermore, the notification sound effect alerting pop-ups, will NOT play on mobile devices. We recommend viewing from a computer, as opposed to a mobile device, should MCLE credit, other than Texas, be needed. The response record is detailed on the Certificate of Completion.
You must claim your credit online in Your Briefcase, and will then be provided a Certificate of Attendance for your records. UT Law CLE is required to provide the State Bar with electronic attendance records for any MCLE participatory activity within 60 days of completion of the activity. The California licensee is responsible for reporting their compliance/credit hours earned to the State Bar at the end of their reporting period directly to the State Bar of California at calbar.ca.gov. UT Law CLE will maintain Attendance Records for four years.

MCLE credit is presented based on a 60-minute credit hour.

Other States – 1.50 hrs

Note on Self-Reporting Your Credits in Another State

If you wish to satisfy MCLE or other professional education requirements in another state for a program offered by the University of Texas School of Law, please check with the state bar or other licensing authority in that state to ensure it will qualify for self-reporting your credits.

To claim Other States MCLE credit, Other States credit option must be selected PRIOR to viewing the live webcast. You must claim and certify your credit online in Your Briefcase, you will then be provided a Certificate of Attendance for your records and to provide to other licensing authorities as needed.

This accreditation requires attendance verification. UT Law CLE monitors and records attendee responses to questions that randomly appear during the live webcast presentation. The response record is detailed on the Certificate of Completion.

MCLE credit is presented based on a 60-minute credit hour.

Key Dates

STUDIO WEBCAST – Jul 12, 2019

Conference Concluded

Conducting a Risk Assessment